THE CODE OF SERBIAN TSAR STEPHAN DUSHAN

Radoman Stankovic

     Political circumstances in the Balkans on the eve of Dushan’s coming to the throne were rather complex. Powerful Byzantium started to decline, and young Serbian King Stephan Dushan, Stephan of Dechani’s son, wanted, by getting crowned in 1331, to replace weakened Byzantium with the powerful Serbian-Greek Empire. Immediately after he had ascended the throne, Dushan enlarged his territory, so that the Serbian state soon extended from the Danube to the Gulf of Corinth and from the Adriatic to the Aegean Sea. Thus, conquering a large territory, Serbia was under the influence of the Byzantine Empire. Both Serbian and Greek language were the official ones. Even Tsar Dushan wrote charters and signed in Greek. In that way he wanted to show respect to the Byzantine legal order sanctified by the authority of the Orthodox Church and a thousand year old great empire. For the same reasons did Dushan’s half-brother Simeon consider himself a Greek rather than a Serb, and John Asen Comnenus, his wife’s brother, signed his Serbian charters in Greek.(1) Byzantium influenced the arts, too. After the coming of Serbs to Macedonian regions, the Byzantine style could be discerned in the Serbian architecture (Mother of God Ljevishka in Prizren and Grachanica in Kosovo) pushing gradually out “the school of Rashka”. The Byzantine style of the Palaeologue epoch became dominant in the Serbian architecture.(2)
     Since the time of the Roman Empire, one of the main imperial duties was the legislative one. Tsar Dushan’s codification work was supposed to be, among other things, a confirmation of his right to an imperial crown and the power of an empire.(3) Thus, the reasons for the existence of the Code were, above all, of legal and political nature, since “in the 14th century Tsar Stephan Dushan was perhaps the most powerful ruler in Europe; it seemed that Constantinople was undoubtedly within his reach.”(4)
      By proclaiming himself emperor of the Serbs and Greeks, Dushan showed that he aspired to a legitimate rule over the subjects of the Byzantine Empire. That was why he used Byzantine laws and canons of the Byzantine Church as his own. So was Byzantine law built in the foundations of the entire system of medieval Serbian law.
 The work on the Code had certainly started several years earlier, before its official declaring at the Council in Skopje in 1349. For the writing of the Code it was necessary to be acquainted with Byzantine law, Serbian written legal sources, Serbian common law, as well as with the circumstances in the country – the Code had to be in accordance with the development of the legal conscience of that time. Five years later (1354), new regulations were added to Dushan’s Code.
      Apart from common law and domestic written legal sources, the first written legal source of Byzantine origin was used in Serbia already at the beginning of the 13th century. After the proclaiming of the autocephaly of the Serbian Orthodox Church, in 1219, Saint Sava issued Patriarch Photius’ Nomocanon. In the Nomocanon of Saint Sava the most important parts were church regulations (canons), the whole Procheiron and a part of Justinian’s Code. St. Sava’s Nomocanon was rather significant in the Serbian legal system of Dushan’s time, too. At that time, in Byzantium appeared new legal codes; Syntagma of Matija Vlastar, a monk and canonist from Thessalonica, written in Greek in 1335. The bases of this code are John Zonara’s interpretations, as well as Theodore Balsamon’s ones of the beginning of the 12th century, from 1169 to 1177. Since Syntagma was directly opposed to the interests of the Serbian Empire, it did not become part of Dushan’s Code in its original form, but as a redaction, known as Shortened Syntagma, together with Justinian’s Code which was a compilation of Byzantine secular laws (Vasilik, Procheiron and Ecloga).
    Dushan’s Code originated at the time of a completely developed feudal system and clear class distinctions. At that time Serbia had already surpassed  common law, the existing single written legal regulations of domestic and Byzantine origin and the Nomocanon. The solution was found in a wider codification work, the most important result of which was Dushan’s Code.
      Particularly noteworthy is the first part of the Code of 1349, with 135 articles. In 1354 were added articles from the 136th to the last one, in order that as many social relationships as possible be standardized by means of law. In the first part of the systematized articles there are church regulations. The Church had a large number of privileges both as a religious institution and as the greatest feudal owner in Serbia. The State protected its Church in every way, and the Church, due to its influence upon religious medieval men, provided obedience to the authority of the State, to which it ascribed divine origin. Such a relation between Church and State came from Byzantium and remained unchanged all until the fall of the Serbian Empire.
     The Code regulated basic class relationships and determined the character of governmental and social structure, and it could be considered as medieval Serbia’s “Constitution”. The rights and obligations of the lords and peasants were dealt with in the second, larger part of articles. The position of the ruler in regard to the lords, the position of the Church and secular lords in regard to the rest of the population, their rights and duties, as well as the forms of feudal property, are a substantial part of the Code.
     The supreme authority in feudal Serbia of the first half of the 14th century was the one of the ruler’s. He did not, however, rule all by himself, but with the help of the state council. The legislative power of the ruler, who was at the head of a strong centralized State, was expressed in the Code.
      Councils, whose mentions may be found mainly in legislative monuments of Tsar Dushan’s time, were old institutions, mentioned in legal sources back in the 12th century. Councils consisted of clergymen, lords and the ruler and his family. Those were not the representatives of the people, but a group of privileged classes with the ruler at the head.(5) The lords were a powerful and privileged class in Serbia, whose power was founded on their land property, in contrast to the serfs – the unprivileged dependent population (free peasants, Wallachs, slaves and a number of rural priests).
      There is a small number of civil law regulations in the Code: real law, law of obligation, law of marriage and law of inheritance. 
      A great part of Dushan’s Code concerns criminal law, introducing a new term for guilt – “sagre{enije” (sin, transgression). That meant the violating of a law or moral commandment, which, according to the Byzantines, was at the same time against the divine law. The punishments were very cruel, and Dushan’s Code included all forms of crippling except castration.
      The organization of the judiciary in Serbia was not uniform. There were several types of courts whose competence was divided according to the categories of the population and the kinds of crimes (church court, court for lords, state court). The church court tried members of the clergy for all crimes. In Dushan’s Code there are no direct data concerning courts for lords, but one may conclude from some articles that they existed. Dushan’s Code established the state courts which were competent for the crimes of secular lords.
      Besides the district state courts, there was also a court
at the very emperor’s court, and it was competent for the lords that lived at the court. One supposes that there were mine courts which were competent for miners.
      The original of Dushan’s Code, which was presented at two legislative councils, in 1349 and 1354, has not been preserved. There have been discovered 25 manuscripts (transcripts) that originated in the period from the 14th to 19th century. Not all of the discovered 19th  and 20th  century manuscripts have been recorded yet. Each of those manuscripts has its particular redactional characteristics. The comparative studies, or the scientific historiography, of the discovered manuscripts of Dushan’s Code started with Pavel Joseph Shafarik, a well-known Slavist of the first half of the 19th century. Shafarik began his comparative studies of Tekelija’s, Rakovac and Hodosh manuscript in 1831, in the Vienna Literary Annual.(6) Dushan’s Code was published for the first time in 1795, according to the text of a more recent transcript, the so-called Tekelija’s manuscript, of the 18th century, and it appeared in the fourth book of the History of Slavonic Peoples by Jovan Rajich.(7) The Rakovac (Novi Sad) manuscript was published in 1828, by Dj. Magarashevich, and in 1831 Shafarik also found the Hodosh manuscript. After Shafarik came several prominent Slavonic scientists who continued the studying of Dushan’s Code: V. A. Machejevski, A. F. Kuharski, T. T. Zigelj, D. T. Florinski, S. Novakovich, A. Solovjev, N. Radojchich, V. Bogishich, Dj. Magarashevich, J. Djordjevich, V. Mo{in and others. Today, the literature on Dushan’s Code has around eight hundred bibliographic units.
       Immediately after its appearing in Rajich’s history, Dushan’s Code was translated into foreign languages, first in German and French.(8) In the year of 1870 Stojan Novakovich published the Prizren transcript, the second complete text offered to the scientific public, which was supplemented with several articles of the Belgrade (Rudnik) transcript.(9) The same manuscript was later prepared by T. Zigelj, according to the outstanding transcript of V. I. Lamanski.(10) Soon after that appeared a new, very important edition of Dushan’s Code prepared by K. Jirechek.
    During those ninety years since the first publication of the Code in Rajich’s history, only four manuscripts were published in their integral form: Tekelija’s, Rakovac, Hodosh and Prizren manuscript. T. D. Florenski’s detailed study regarding Tsar Stephan Dushan’s legislative activity, written in the eighties of the 19th century, and, particularly, his publishing of the texts of several manuscripts of Dushan’s Code (11) are a great contribution to the publishing of Dushan’s Code and to the analysing of its manuscripts. Florinski added to his study the integral texts of four manuscripts – the Struga, Athos, Ravanica and Sofia manuscript. In various chapters of his study he introduced new and more detailed descriptions of all seventeen manuscripts of Dushan’s Code that he had found, and he partly compared their redactional variants. In that way he presented the contents and character of the unpublished manuscripts – the Bistrica, Shishatovac and Belgrade manuscript.
       After the failure regarding his first edition, at the end of the 19th century Stojan Novakovich prepared a new edition of the Code according to the text of the Prizren transcript, adding several articles from the Athos, Bistrica and Rakovac manuscript, observing its original scheme of articles.(12) In that edition Novakovich presented the text’s translation into the modern Serbian language. In the introductory study the author described 22 manuscripts of Dushan’s Code. The second edition served as the basis of many new editions and translations into foreign languages, and as the main edition for scientific interpretation in the science of history and law.
    On the eve of World War II appeared A. Solovjev’s edition of the Grbalj manuscript of Dushan’s Code.(13) That was the first time that the text of one of the Montenegrin-coastal redactional versions of Dushan’s Code appeared. After World War II, V. Moshin published three new transcripts: the Studenica, Zagreb and Bogishich’s manuscript.(14) Thus, basicaly, the coastal group of Dushan’s Code’s manuscripts was completed.
      Nikola Radojchich’s contribution to textological and bibliographic questions concerning Dushan’s Code’s manuscripts is very important;(15) he was the first one who published the photoprinted editions of the complete texts of the Prizren and Struga transcript.(16)
       Today, the following transcripts of Dushan’s Code are known: Struga manuscript of 1395 (State Library, Moscow, Cod. 29 M 1732); Athos manuscript around 1418 (State Library, Moscow, Cod. 28 M 1708); Hilandar manuscript of the first third of the 15th century, Library of the monastery of Hilandar, Cod. 300); Studenica manuscript of 1426/36 (Zagreb, Academy of Sciences and Arts, Cod. IV d 114); Bistrica manuscript of 1444/54 (State Historical Museum, Moscow, Cod. 151); Baranja manuscript of 1479/99 (University Library, Belgrade, Cod. 39); Prizren manuscript of the end of the 15th or beginning of 16th century (National Library of Serbia, Belgrade, Cod. 688); Hodosh manuscript around 1440 (National Museum, Shafarik’s collection, Prague, Cod. IX F 10); Ravanica manuscript of the middle of the 17th century (National Museum, Prague, Cod. IX H 7); Sofia manuscript of the middle of the 17th century (National Library St. Cyril and Methodius, Sofia, Cod. 239); Rakovac manuscript of 1700 (National Museum, Prague, Cod. IX D 2); Bordjosh manuscript of the 17th century (Library of Matica Srpska, Novi Sad, Cod. 176); Tekelija’s manuscript of the 17th century (Library of Matica Srpska, Novi Sad, Cod. 352); Stratimirovich’s manuscript of the end of the 17th or beginning of 18th century (Library of Matica Srpska, Novi Sad, Cod. 352); Kovilj manuscript of 1726 (Library of Matica Srpska, Novi Sad, Cod. 353, A 21); Zagreb (Pashtrovichi) manuscript of the middle of the 18th century (Academy of Sciences and Arts, Zagreb, Cod. III a 28); Patriarchate (Karlovac) manuscript of the 18th century (Patriarchate Library, Belgrade, Cod. 42); Karlovac manuscript of the 1764 (National Library of Serbia, Cod. 42); Grbalj manuscript of 1772 (National Museum, Vrshac), Jagich’s manuscript of the middle of the 19th century (Library of Jagich’s Seminar, Belgrade, J 1602), Bogishich’s manuscript of the middle of the 19th century (Bogishich’s Library, Cavtat); Popinac manuscript of 1784/85 (Library of Matica Srpska, Novi Sad, Cod. 352, A 22). Apart from these 24 transcripts, there had also been the Rudnik (Belgrade) manuscript of the 17th century, which burnt in the National Library of Serbia on the occasion of the bombing on 6th April 1941.
      Each of these manuscripts is a redactional version of its kind, with its particular language, its orthographic and other characteristics. That is why each of these manuscripts has a certain significance in scientific researches, both in the historical-legal science and in other scientific disciplines: political, cultural and economic history, philology, history of the arts and so on. Dushan’s Code is a work of a particular legislative activity, regardless of the fact that it is at the same time part of the general legislature of the medieval Serbian state.
      More recently, in 1975, the Committee for the Sources of Serbian Law, of the Serbian Academy of Sciences and Arts in Beograd, began the publishing of all transcripts of Dushan’s Code, observing at the same time their chronology and applying modern methods of archeography, that is codicology, textology and filigreeology. So far three volumes have appeared, with the following transcripts: Struga and Athos transcript (Volume One),(17) Studenica, Hilandar, Hodosh and Bistrica transcript (Volume Two),(18) Baranja, Prizren, Shishatovac, Rakovac, Ravanica and Sofia transcript (Volume Three).(19) The most recent translation of Dushan’s Code into the modern Serbian language, with an introductory study, was prepared by Biljana Markovich as a part of the series Old Serbian Literature in 24 books.(20)
      Dushan’s Code, the most important monument of medieval Serbian law, ranks high in the history of the Serbian literature. Besides typical medieval literary characteristics, in a work of such profile one finds a combination of the Church Slavonic, solemn and popular language, common and bureaucratic one. Charters are the most evident examples of how the modern classification of literary genres cannot be applied to the medieval Serbian literature. Due to their legal regulations, charters do not belong to belletristic literature, but with their ideology of authority and equity, praying atmosphere, autobiographical accounts and attractive narration, they may be sometimes considered as truly spiritual and exciting examples of the Serbian prose.(21) The known Byzantine legal codes, translated from the Greek into the Old Slavonic language, with Serbian codifiers’ rather special selection and composition, such as St. Sava’s Nomocanon and Vlastar’s Syntagma, enriched, with their language and their characteristic condensed way of expressing, the medieval Serbian culture not in a lower degree than the translations of volumnious poetic works such as menaia, triodia or octoechi, or hagiographic-biographic synaxaria, reading menaia, panagyrics.(22) That is why Dushan’s Code has to be considered as a literary work, too.(23) In this code, the rhetorical style with exact formulations of the language of law, the language of the high style of the Church Slavonic tradition, meets the polished vernacular. Together with other legal codes and texts, as well as charters, among which distinguish themselves, by their polysemy, monastic founding documents, Dushan’s Code is a great achievement of the Serbian culture and Serbian literature of the Middle Ages. Written in the middle of the 14th century, at the height of that progress that had started back in the last years of the 12th century, concerning also the fine arts and the strengthening of the Serbian state, the Code was transcribed in the following times not only as a collection of legal regulations and a heritage of a State, but also as a testimony of a noble, refined and expressive literary word.(24)
    Serbian Tsar Stephan Dushan became a great legislator, like Emperor Justinian, Leo VI the Wise and Basil I, holding on to the spirit and tradition of Roman–Byzantine law. The sources of the Code were not just Byzantine ones. From Byzantium came only its ideological foundation and legal model of codification through which a uniform legal system was introduced in the Serbian and Greek lands. “The Legal Code of Blessed Tsar Stephan Dushan” is an epochal legislative and constitutional work of European culture and civilization.
 
 

Notes:

1. V. Moљin and A. Solovjev, Grиke povelje srpskih vladara (Greek Charters of Serbian Rulers), Beograd, 1936, p. VII.
2. I. Boћiж, Uspon i pad srednjovekovnih drћava – istoиna i zapadna kulturna zona (Rise and Fall of Medieval States – Eastern and Western Cultural Zone), Istorija Jugoslavije, Beograd, 1973, p. 88.
3. Biljana Markoviж, Duљanov zakonik (Duљan’s Legal Code), Beograd, 1986, p. 14.
4. S. Ransimen, Vizantijska civilizacija (Byzantine Civilization), Beograd, 1964, p. 284.
5. B. Nedeljkoviж, O saborima i zakonodavnoj delatnosti u Srbiji u vreme vladavine cara Stevana Duљana (On Councils and Legislative Activity in Serbia during the Reign of Emperor Stevan Duљan), Beograd, 1975, p. 59.
6. Ьbersicht der vorzьglichsten schriftlichen Denkmдler дlterer Zeiten bei den Serben und andaren Sьdslave, Wiener Jahrbьher der Literatur, Bd. 53, Januar Marz, Wien 1831.
7. И.Раичъ, История разньихъ славенскихъ народовъ наипаче Болгаръ, Хорватовъ и
Сербовъ. Ч. IV. В Виеннъ 
8. F. Ch. Engel, Geschichte des Ungarischen Reiches und seiner Nebenlдnder, T. III. Geschichte von Serbien und Bosnien, Halle 1801; A. Boue, La Turquie d’Europe, IV, Paris, 1840.
9. S. Novakoviж, Zakonik Stefana Duљana cara srpskog 1349. i 1354. (Legal Code of Stefan Duљan Serbian Emperor 1349 and 1354), Beograd, 1898.
10. Т. Зигелъ, Законикъ Стефана Душана. С. Петербургъ 1870
11. Т.Флоринский, Памятники законодатльной дъятельности Душана Царя Сербовъ и
Грековъ. Киевъ 1888. 
12. S. Novakoviж, op. cit.
13. A. Solovjev, Knjiga privilegija Grbaljske ћupe (1647-1767) sa Duљanovim zakonikom (Book of Privilegies of Grbalj District (1647-1767) with Duљan’s Legal Code), Spomenik SKA, book 87, Beograd, 1938.
14. V. Moљin, Vlastareva sintagma i Duљanov zakonik u Studeniиkom „Otaиniku“ (Vlastar’s Syntagma and Duљan’s Legal Code in the Studenica “Ancestry”), Starine, book 42, Zagreb, 1949; V. Moљin, Paљtrovski spisak Duљanova zakonodavstva prema Zagrebaиkom rukopisu (The Paљtroviжi List of Duљan’s Legislature in Comparison with the Zagreb Manuscript), Starine, book 43, Zagreb, 1951; V. Moљin, Bogiљiжev dalmatinski rukopis i mlaрa redakcija Duљanova zakonodavstva (Bogiљiж’s Dalmatian Manuscript and More Recent Redaction of Duљan’s Legislature), Annals of the Historian Institute of the Yugoslav Academy in Dubrovnik, book 2, Dubrovnik, 1953.
15. N. Radojиiж, Duљanov zakonik (Duљan’s Legal Code), Nauиna izdanja Matice srpske, III, Novi Sad, 1950; Karlovaиki rukopis Justinijanova zakona i Duљanova zakonika (Karlovac Manuscript of Justinian’s Code and Duљan’s Legal Code), Annual of the Historical Society of Vojvodina, 1, Novi Sad, 1951; Dva nameravana izdanja Duљanova zakonika (Two Intended Editions of Duљan’s Legal Code), Collection of Matica Srpska for Literature and Language, 3, Novi Sad, 1955; Oko Duљanovog zakonika 1-4 (About Duљan’s Legal Code 1-4), Historical Magazine, book 2, Beograd, 1949-50, and books 9-10, 1959.
16. N. Radojиiж, Duљanov zakonik po Prizrenskom rukopisu (Duљan’s Legal Code According to the Prizren Manuscript), Serbian Academy of Sciences and Arts, Beograd, 1953; Struљki rukopis Duљanova zakonika (The Struga Manuscript of Duљan’s Legal Code), Jugoslovenski filolog 22, books 1-4, Beograd, 1957-1958; Zakonik cara Duљana 1349 i 1354 (Emperor Duљan’s Legal Code 1349 and 1354), Serbian Academy of Sciences and Arts, Beograd, 1960. 
 17. Zakonik cara Stefana Duљana, Struљki i Atonski rukopis (Emperor Stefan Duљan’s Legal Code, the Struga and Athos Manuscript), book 1, Beograd, 1975.
18. Zakonik cara Stefana Duљana, Studeniиki, Hilandarski, Hodoљki i Bistriиki rukopis (Emperor Stefan Duљan’s Legal Code, the Studenica, Hilandar, Hodoљ and Bistrica Manuscript), book 2, Beograd, 1981.
19. Zakonik cara Stefana Dusana, Baranjski, Prizrenski, Sisatovaиki, Rakovacki, Ravanicki i Sofijski rukopis (Emperor Stefan Dusan’s Legal Code, the Baranja, Prizren, Sisatovac, Rakovac, Ravanica and Sofia manuscript), book 3, Beograd, 1997.
20. Biljana Markovic, op. cit.
21. M. Kasanin, Srpska knjizevnost u srednjem veku (Serbian Literature in the Middle Ages), Beograd, 1975, p. 253.
22. Dimitrije Bogdanovic in the book Duљan’s Legal Code, edited by Biljana Markoviж, Beograd, 1986, p. 53.
23. Zvonimir Kostiж, Duљanov zakonik i zakoni pesniљtva, Arhaiиno i moderno (Duљan’s Legal Code and Laws of Poetry, Archaic and Modern), Beograd, 1983, pp. 114-149.
24. D. Bogdanoviж, op. cit., p. 54.